Yue, Ho Kei 余浩淇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Prime Cdex Securities Limited | Rep | Advising on corporate finance | 2004-05-05 | |
| 2 | Prime Cdex Securities Limited | Rep | Advising on securities | 2004-05-05 | |
| 3 | Prime Cdex Securities Limited | Rep | Asset management | 2004-05-05 | |
| 4 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2011-12-31 | |
| 5 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-03-17 | 2011-12-31 |
| 6 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-04-01 | |
| 7 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2019-05-02 | |
| 8 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2020-11-20 | |
| 9 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Asset management | 2020-11-20 | |
| 10 | FIRST SECURITIES (HK) LIMITED | Rep | Asset management | 2020-11-20 |
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