Yue, Ho Kei 余浩淇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Prime Cdex Securities Limited | Rep | Advising on corporate finance | 2004-05-05 | |
2 | Prime Cdex Securities Limited | Rep | Advising on securities | 2004-05-05 | |
3 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2020-11-20 | |
4 | Prime Cdex Securities Limited | Rep | Asset management | 2004-05-05 | |
5 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Asset management | 2020-11-20 | |
6 | FIRST SECURITIES (HK) LIMITED | Rep | Asset management | 2020-11-20 | |
7 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-03-17 | 2011-12-31 |
8 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2011-12-31 | |
9 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-04-01 | |
10 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2019-05-02 |
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