Yue, Ho Kei 余浩淇

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Prime Cdex Securities Limited Rep Advising on corporate finance 2004-05-05
2 Prime Cdex Securities Limited Rep Advising on securities 2004-05-05
3 CAPITAL GLOBAL MANAGEMENT LIMITED Rep Advising on securities 2020-11-20
4 Prime Cdex Securities Limited Rep Asset management 2004-05-05
5 CAPITAL GLOBAL MANAGEMENT LIMITED Rep Asset management 2020-11-20
6 FIRST SECURITIES (HK) LIMITED Rep Asset management 2020-11-20
7 MAGIC COMPASS FUTURES LIMITED Rep Dealing in futures contracts 2008-03-17 2011-12-31
8 Prime Cdex Securities Limited Rep Dealing in securities 2011-12-31
9 FIRST SECURITIES (HK) LIMITED Rep Dealing in securities 2019-04-01
10 CAPITAL GLOBAL MANAGEMENT LIMITED Rep Dealing in securities 2019-05-02

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