Lam, Lin Ying 林蓮英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-07-07 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 2 | Prime Cdex Securities Limited | RO | Advising on corporate finance | 2004-11-01 | RO | Advising on securities | 2004-11-01 | RO | Asset management | 2004-11-01 | RO | Dealing in securities | 2017-06-30 | RO | Advising on securities | 2016-06-27 | 2017-06-30 |
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