Lau, Mandy Lai Wa 劉麗華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOKHARY SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-01 | 2007-08-16 |
| 2 | China Renaissance Broking Services (Hong Kong) Limited | Rep | Dealing in securities | 2005-03-09 | 2005-05-31 |
| 3 | HOORAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-10-17 | Rep | Advising on securities | 2003-10-17 | Rep | Asset management | 2003-10-17 | Rep | Dealing in securities | 2005-02-28 |
| 4 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-08-24 | 2010-03-19 |
| 5 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2010-03-22 | 2014-10-25 |
| 6 | SINOMAX SECURITIES LIMITED | Rep | Dealing in securities | 2014-10-28 |
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