Hau, Siu Laam 侯肇嵐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIAN CAPITAL LIMITED | RO | Advising on corporate finance | 2017-11-02 | |
| 2 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2011-08-29 | 2017-03-15 |
| 3 | Neutral Financial Holding Company Limited | Rep | Asset management | 2016-02-01 | 2017-03-15 |
| 4 | Neutral Financial Holding Company Limited | Rep | Dealing in securities | 2011-08-29 | 2017-03-31 |
| 5 | Neutral Financial Holding Company Limited | RO | Advising on corporate finance | 2017-03-15 | 2017-03-31 |
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