Wong, Alvin Cheuk Him (SFC:AWD487) 黃卓謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2015-02-12 | 2015-07-31 | Rep | Dealing in securities | 2015-02-12 | 2015-07-31 |
| 2 | INNOVAX CAPITAL LIMITED | Rep | Dealing in securities | 2015-08-10 | Rep | Advising on corporate finance | 2015-08-10 | 2016-08-10 | RO | Advising on corporate finance | 2016-08-10 |
| 3 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2010-12-20 | 2015-01-23 | Rep | Dealing in securities | 2010-12-20 | 2015-01-23 |
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