Tang, Peter Tsz Tung 鄧子棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Astrum Capital Management Limited (HK) | Rep | Asset management | 2011-04-18 | 2014-04-23 | Rep | Dealing in futures contracts | 2011-04-18 | 2014-04-23 | Rep | Dealing in securities | 2011-04-18 | 2014-04-23 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Dealing in securities | 2008-11-07 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Dealing in futures contracts | 2008-11-07 | Rep | Dealing in securities | 2003-10-17 | 2008-11-07 |
| 4 | Opus Capital Limited (HK) | RO | Dealing in securities | 2014-08-18 | 2022-12-10 |
| 5 | Opus Capital Management Limited | RO | Asset management | 2015-03-31 | |
| 6 | Opus Securities Limited | RO | Dealing in securities | 2017-03-10 |
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