Loh, Derek Ngiap Chien 盧業展
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATLANTIS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2008-12-29 | 2014-12-15 | Rep | Asset management | 2008-12-29 | 2014-12-15 |
| 2 | GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-12-20 | 2019-03-29 | RO | Asset management | 2018-12-20 | 2019-03-29 |
| 3 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2006-09-27 | 2008-12-23 | Rep | Asset management | 2006-09-27 | 2008-12-23 |
| 4 | Raffles Assets Management (HK) Co. Limited | Rep | Advising on securities | 2019-04-23 | 2019-05-15 | Rep | Asset management | 2019-04-23 | 2019-05-15 | RO | Advising on securities | 2019-05-15 | RO | Asset management | 2019-05-15 | Rep | Dealing in securities | 2019-05-16 | 2019-06-14 | RO | Dealing in securities | 2023-04-04 |
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