Lam, Terence Chung Han 林忠漢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2004-07-01 | 2004-09-23 | Rep | Asset management | 2004-07-01 | 2004-09-23 |
| 2 | Amundi Hong Kong Limited | Rep | Advising on corporate finance | 2004-05-11 | Rep | Advising on securities | 2004-09-23 | Rep | Asset management | 2004-09-23 | Rep | Dealing in securities | 2004-09-23 |
| 3 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | Asset management | 2011-06-21 | 2016-09-30 |
| 4 | AXA Financial Planning (Hong Kong) Limited | RO | Asset management | 2011-06-21 | 2019-01-29 |
| 5 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2010-09-01 | 2010-10-12 | Rep | Asset management | 2010-09-01 | 2010-10-12 | Rep | Dealing in securities | 2010-09-01 | 2010-10-12 | RO | Advising on securities | 2010-10-12 | RO | Asset management | 2010-10-12 | RO | Dealing in securities | 2010-10-12 |
| 6 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on securities | 2010-09-01 | 2010-10-12 | Rep | Asset management | 2010-09-01 | 2010-10-12 | Rep | Dealing in securities | 2010-09-01 | 2010-10-12 | RO | Asset management | 2010-10-12 | 2018-02-20 | RO | Advising on securities | 2010-10-12 | 2019-06-27 | RO | Dealing in securities | 2010-10-12 | 2019-06-27 |
| 7 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Asset management | 2008-04-03 | 2008-09-09 | Rep | Dealing in securities | 2008-04-03 | 2008-09-09 | Rep | Advising on securities | 2008-04-11 | 2008-09-09 | RO | Advising on securities | 2008-09-09 | 2010-05-15 | RO | Asset management | 2008-09-09 | 2010-05-15 | RO | Dealing in securities | 2008-09-09 | 2010-05-15 |
| 8 | CREDIT AGRICOLE ASSET MANAGEMENT | Rep | Advising on securities | 2004-07-02 | Rep | Asset management | 2004-07-02 |
| 9 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2004-10-27 | 2005-04-13 | Rep | Dealing in securities | 2004-10-27 | 2005-04-13 |
| 10 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Asset management | 2005-07-05 | 2008-03-12 | Rep | Dealing in securities | 2006-03-17 | 2008-03-12 |
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