Lau, Daniel Chee Fung 劉智峯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-08-28 | 2012-04-23 | Rep | Dealing in securities | 2007-08-28 | 2019-05-31 |
| 2 | HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2005-11-17 | 2006-07-21 | Rep | Dealing in securities | 2005-11-17 | 2006-07-21 |
| 3 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-12-08 | Rep | Asset management | 2004-12-08 | Rep | Advising on securities | 2005-11-12 | Rep | Dealing in securities | 2005-11-12 |
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