Tam, Kin Yan (SFC:APC876) 譚健欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-07-20 | 2011-12-14 | Rep | Dealing in securities | 2007-07-20 | 2013-04-02 |
2 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2016-03-10 | 2019-06-28 |
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