Yum, Chi Chung 甄志聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lion Global Financial Limited | Rep | Advising on securities | 2008-04-21 | |
| 2 | Lion Global Financial Limited | Rep | Asset management | 2008-04-21 | |
| 3 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2008-08-28 | 2012-06-20 |
| 4 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Dealing in securities | 2012-06-20 | 2015-04-24 |
| 5 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | Dealing in securities | 2015-04-24 | 2019-10-23 |
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