Chau, Ricky Man Fai 周文輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Advising on futures contracts | 2010-07-16 | 2012-04-19 | Rep | Advising on securities | 2010-07-16 | 2012-04-19 | Rep | Asset management | 2010-07-16 | 2012-04-19 | Rep | Dealing in securities | 2010-07-16 | 2012-04-19 |
| 2 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on futures contracts | 2010-07-16 | 2012-04-19 | Rep | Advising on securities | 2010-07-16 | 2012-04-19 | Rep | Asset management | 2010-07-16 | 2012-04-19 | Rep | Dealing in securities | 2010-07-16 | 2012-04-19 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Asset management | 2016-04-08 | 2016-11-17 | RO | Asset management | 2016-11-17 | 2022-06-30 | RO | Advising on securities | 2017-09-29 | 2022-06-30 | RO | Advising on securities | 2022-07-01 | 2023-09-29 | RO | Asset management | 2022-07-01 | 2023-09-29 |
| 4 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | Advising on securities | 2015-08-06 | 2016-03-31 | Rep | Asset management | 2015-08-06 | 2016-03-31 | Rep | Dealing in securities | 2016-03-16 | 2016-03-31 |
| 5 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2012-11-28 | 2015-07-06 | Rep | Advising on securities | 2012-11-28 | 2015-07-06 | Rep | Asset management | 2012-11-28 | 2015-07-06 |
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