Lu, Shu Hua 盧淑華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2005-07-29 | 2012-04-19 | Rep | Asset management | 2005-07-29 | 2012-04-19 | Rep | Dealing in securities | 2005-07-29 | 2012-04-19 | Rep | Advising on futures contracts | 2006-01-25 | 2012-04-19 |
| 2 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on corporate finance | 2004-12-13 | Rep | Advising on securities | 2012-04-19 | Rep | Asset management | 2012-04-19 | Rep | Dealing in securities | 2012-04-19 | Rep | Advising on futures contracts | 2006-01-25 | 2012-04-19 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2012-05-22 | 2021-01-28 | Rep | Advising on securities | 2012-05-22 | 2021-01-28 | Rep | Asset management | 2012-05-22 | 2021-01-28 | RO | Advising on futures contracts | 2021-01-28 | RO | Advising on securities | 2021-01-28 | RO | Asset management | 2021-01-28 |
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