Chan, Raymond Siu Lun 陳肇倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | All Options Hong Kong Limited | Rep | Dealing in futures contracts | 2009-09-23 | 2010-12-31 | Rep | Dealing in securities | 2009-09-23 | 2010-12-31 |
| 2 | BALI SECURITIES CO. LIMITED | Rep | Dealing in securities | 2011-01-17 | 2015-04-14 | RO | Dealing in securities | 2015-04-14 | 2020-03-18 |
| 3 | EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED | Rep | Advising on securities | 2019-08-15 | 2020-07-03 | Rep | Asset management | 2019-08-15 | 2020-07-03 | RO | Advising on securities | 2020-07-03 | 2020-08-14 | RO | Asset management | 2020-07-03 | 2020-08-14 |
| 4 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | Advising on securities | 2020-11-04 | 2021-01-04 | Rep | Dealing in securities | 2020-11-18 | 2021-01-04 | RO | Advising on securities | 2021-01-04 | RO | Dealing in securities | 2021-01-04 |
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