Ginsburg, Matthew David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2009-09-17 | 2010-01-13 | Rep | Dealing in securities | 2009-09-17 | 2010-01-13 | RO | Advising on corporate finance | 2010-01-13 | 2014-05-15 | RO | Dealing in securities | 2010-01-13 | 2014-05-15 |
| 2 | Hodes Weill Asia Limited | RO | Dealing in securities | 2016-04-27 | 2021-07-31 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | RO | Advising on corporate finance | 2022-05-16 | |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Advising on corporate finance | 2006-12-15 | Rep | Dealing in securities | 2006-12-15 | RO | Advising on corporate finance | 2006-12-15 | 2009-09-06 | RO | Dealing in securities | 2006-12-15 | 2009-09-06 |
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