King, Edward Kai 金愷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-09-07 | 2011-03-18 | Rep | Dealing in securities | 2010-09-07 | 2011-03-18 | RO | Advising on corporate finance | 2011-03-18 | 2014-03-31 | RO | Dealing in securities | 2011-03-18 | 2014-03-31 |
| 2 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2021-07-26 | |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Advising on corporate finance | 2007-01-05 | Rep | Dealing in securities | 2007-01-05 | RO | Advising on corporate finance | 2007-01-05 | 2010-06-07 | RO | Dealing in securities | 2007-01-05 | 2010-06-07 |
| 4 | Quintus Partners Limited | RO | Advising on corporate finance | 2015-06-12 | 2020-02-07 | RO | Dealing in securities | 2015-06-12 | 2020-02-07 |
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