Kwan, Patrick Chun Yue 關振宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-02 | Rep | Dealing in securities | 2004-12-02 | RO | Advising on corporate finance | 2004-12-02 | 2016-09-13 | RO | Dealing in securities | 2004-12-02 | 2016-09-13 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-10-19 | 2021-10-05 | Rep | Advising on securities | 2018-10-19 | 2021-10-05 | Rep | Dealing in securities | 2018-10-19 | 2021-10-05 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2022-01-07 | 2022-05-11 | Rep | Advising on securities | 2022-01-07 | 2022-05-11 | Rep | Dealing in securities | 2022-01-07 | 2022-05-11 | RO | Advising on corporate finance | 2022-05-11 | RO | Advising on securities | 2022-05-11 | RO | Dealing in securities | 2022-05-11 |
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