Leung, Fred Ka Fai 梁家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2008-07-02 | 2008-07-11 | Rep | Dealing in securities | 2008-07-02 | 2008-07-11 | RO | Advising on corporate finance | 2008-07-11 | 2013-02-05 | RO | Dealing in securities | 2008-07-11 | 2013-02-05 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-17 | Rep | Asset management | 2003-10-17 | Rep | Automated trading services | 2003-10-17 | Rep | Advising on corporate finance | 2005-03-17 | Rep | Dealing in securities | 2005-03-17 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2005-03-17 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2005-06-03 | 2008-05-13 | Rep | Dealing in securities | 2005-06-03 | 2008-05-13 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-08-12 | 2015-05-11 | Rep | Advising on securities | 2014-08-12 | 2015-05-11 | Rep | Dealing in securities | 2014-08-12 | 2015-05-11 | RO | Advising on corporate finance | 2015-05-11 | 2020-07-07 | RO | Advising on securities | 2015-05-11 | 2020-07-07 | RO | Dealing in securities | 2015-05-11 | 2020-07-07 |
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