Leung, Fred Ka Fai 梁家輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2005-03-17
RBS Asia Corporate Finance Limited Rep 2005-06-03 2008-05-13
BARCLAYS CAPITAL ASIA LIMITED Rep 2008-07-02 2008-07-11
BARCLAYS CAPITAL ASIA LIMITED RO 2008-07-11 2013-02-05
Standard Chartered Securities (Hong Kong) Limited Rep 2014-08-12 2015-05-11
Standard Chartered Securities (Hong Kong) Limited RO 2015-05-11 2020-07-07
2 Citigroup Global Markets Asia Limited Rep Advising on securities 2003-10-17
Standard Chartered Securities (Hong Kong) Limited Rep 2014-08-12 2015-05-11
Standard Chartered Securities (Hong Kong) Limited RO 2015-05-11 2020-07-07
3 Citigroup Global Markets Asia Limited Rep Asset management 2003-10-17
4 Citigroup Global Markets Asia Limited Rep Automated trading services 2003-10-17
5 Citigroup Global Markets Asia Limited Rep Dealing in securities 2005-03-17
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep 2003-10-17 2005-03-17
RBS Asia Corporate Finance Limited Rep 2005-06-03 2008-05-13
BARCLAYS CAPITAL ASIA LIMITED Rep 2008-07-02 2008-07-11
BARCLAYS CAPITAL ASIA LIMITED RO 2008-07-11 2013-02-05
Standard Chartered Securities (Hong Kong) Limited Rep 2014-08-12 2015-05-11
Standard Chartered Securities (Hong Kong) Limited RO 2015-05-11 2020-07-07

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