Norris, Jeremy Anthony (SFC:ABM977)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Asset management | 2004-01-08 | |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-04-16 | |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-05-26 | |
| 5 | CLSA LIMITED | Rep | Dealing in securities | 2005-06-06 | 2009-05-08 |
| 6 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2010-03-10 | 2010-10-06 |
| 7 | BARCLAYS CAPITAL ASIA LIMITED | RO | Dealing in securities | 2010-10-06 | 2013-03-31 |
| 8 | Ord Minnett Hong Kong Limited | Rep | Dealing in securities | 2013-10-03 | 2014-11-24 |
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