Sandeford, Mark Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | RO | Dealing in securities | 2010-07-22 | 2014-04-22 | Rep | Dealing in futures contracts | 2010-11-15 | 2014-04-22 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2003-08-15 | 2005-06-02 | RO | Dealing in securities | 2005-06-02 | 2007-06-04 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-04-21 | 2005-09-02 | RO | Dealing in securities | 2005-09-02 | 2007-06-04 |
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