Sweeney, Kirk Chester
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | RO | Asset management | 2003-09-01 | |
| 2 | LEHMAN BROTHERS ASIA LIMITED | RO | Automated trading services | 2003-09-01 | |
| 3 | LEHMAN BROTHERS FUTURES ASIA LIMITED | RO | Automated trading services | 2003-09-01 | |
| 4 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2003-09-01 | |
| 5 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | RO | Advising on securities | 2003-09-01 | |
| 6 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | RO | Asset management | 2003-09-01 | |
| 7 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | RO | Automated trading services | 2003-09-01 | |
| 8 | LEHMAN BROTHERS ASIA LIMITED | RO | Advising on corporate finance | 2008-09-29 | |
| 9 | LEHMAN BROTHERS ASIA LIMITED | RO | Advising on securities | 2008-09-29 | |
| 10 | LEHMAN BROTHERS ASIA LIMITED | RO | Dealing in futures contracts | 2008-09-29 | |
| 11 | LEHMAN BROTHERS ASIA LIMITED | RO | Dealing in securities | 2008-09-29 | |
| 12 | LEHMAN BROTHERS FUTURES ASIA LIMITED | RO | Dealing in futures contracts | 2008-09-29 | |
| 13 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2008-09-29 | |
| 14 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-09-19 |
| 15 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2009-09-19 |
| 16 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-09-19 |
| 17 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2009-09-19 |
| 18 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-02-12 | 2011-05-12 |
| 19 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-02-12 | 2011-05-12 |
| 20 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2010-02-12 | 2011-05-12 |
| 21 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2010-02-12 | 2013-05-13 |
| 22 | BARCLAYS CAPITAL ASIA LIMITED | RO | Advising on corporate finance | 2011-05-12 | 2013-05-13 |
| 23 | BARCLAYS CAPITAL ASIA LIMITED | RO | Dealing in futures contracts | 2011-05-12 | 2013-05-13 |
| 24 | BARCLAYS CAPITAL ASIA LIMITED | RO | Dealing in securities | 2011-05-12 | 2013-05-13 |
| 25 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2013-10-04 | 2019-01-31 |
| 26 | ORTUS CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2019-03-08 | 2019-05-23 |
| 27 | ORTUS CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2019-05-23 | 2020-01-05 |
| 28 | ExodusPoint Capital Management Hong Kong, Limited | Rep | Asset management | 2020-04-02 | 2020-07-03 |
| 29 | ExodusPoint Capital Management Hong Kong, Limited | RO | Asset management | 2020-07-03 | 2021-12-10 |
| 30 | PineBridge Investments Asia Limited | RO | Advising on securities | 2022-03-15 | |
| 31 | PineBridge Investments Asia Limited | RO | Asset management | 2022-03-15 | |
| 32 | PineBridge Investments Asia Limited | RO | Dealing in securities | 2022-03-15 | |
| 33 | PineBridge Investments Hong Kong Limited | RO | Asset management | 2022-03-15 | |
| 34 | PineBridge Investments Hong Kong Limited | RO | Dealing in securities | 2022-03-15 |
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