Carthy, Robin Ian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-07-03 | 2008-12-05 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2009-08-03 | 2015-05-29 |
| 3 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2017-06-26 | 2022-05-03 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-07-03 | 2008-12-05 |
| 5 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2009-08-03 | 2015-05-29 |
| 6 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2017-06-26 | 2022-05-03 |
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