Chan, Lilian Nga Yee 陳雅儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2008-03-04 | 2012-06-18 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2008-03-04 | 2012-06-18 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-06-07 | 2014-04-10 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2013-06-07 | 2014-04-10 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-06-07 | 2014-04-10 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-07 | 2014-04-10 |
| 7 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2022-11-14 | |
| 8 | MACQUARIE CAPITAL LIMITED | Rep | Automated trading services | 2022-11-14 | |
| 9 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2022-11-14 |
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