Chan, Wing Yee (SFC:AMR696) 陳穎異
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-05-12 | 2014-01-29 | Rep | Dealing in securities | 2010-05-12 | 2014-01-29 |
2 | Calibration Partners (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-06-17 | 2014-07-08 | Rep | Advising on securities | 2014-06-17 | 2014-07-08 | RO | Advising on securities | 2014-07-08 | RO | Advising on corporate finance | 2014-07-08 | 2015-03-08 | Rep | Advising on corporate finance | 2015-03-08 |
3 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-11-04 | 2006-07-29 |
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