Chan, Yau Hin 陳佑軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-09-28 | 2016-01-21 | Rep | Dealing in securities | 2010-09-28 | 2016-01-21 |
| 2 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2016-05-16 | 2017-08-24 | Rep | Dealing in securities | 2016-05-16 | 2017-08-24 |
| 3 | BOCOM International Securities Limited | Rep | Advising on securities | 2016-06-16 | 2017-08-24 | Rep | Dealing in securities | 2016-06-16 | 2017-08-24 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2017-10-20 | 2019-05-31 |
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