Chapman, James Richard (SFC:ALS060)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2009-06-08 | 2013-07-19 | Rep | Dealing in securities | 2009-06-08 | 2013-07-19 |
2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2005-02-07 | 2008-09-29 | Rep | Advising on securities | 2005-02-07 | 2008-09-29 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-10-09 | 2009-03-06 | Rep | Advising on securities | 2008-10-09 | 2009-03-06 | Rep | Dealing in securities | 2008-11-04 | 2009-03-06 |
4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-10-09 | 2009-03-06 | Rep | Advising on securities | 2008-10-09 | 2009-03-06 | Rep | Dealing in securities | 2008-11-04 | 2009-03-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy