Chen, Kuan-ting (SFC:AFQ371) 陳冠婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-08-29 | 2016-11-30 | Rep | Dealing in securities | 2011-08-29 | 2016-11-30 | RO | Advising on corporate finance | 2016-11-30 | RO | Dealing in securities | 2016-11-30 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-09-18 | 2011-05-25 | Rep | Dealing in securities | 2008-09-18 | 2011-05-25 | Rep | Advising on securities | 2008-10-06 | 2011-05-25 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-09-18 | 2011-05-25 | Rep | Dealing in securities | 2008-09-18 | 2011-05-25 | Rep | Advising on securities | 2008-10-06 | 2011-05-25 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2005-06-30 | 2008-06-30 | Rep | Dealing in securities | 2005-06-30 | 2008-06-30 |
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