Chen, Wenlai James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2009-11-04 | 2013-07-15 | Rep | Dealing in securities | 2009-11-04 | 2013-07-15 | RO | Dealing in futures contracts | 2013-07-15 | 2013-11-20 | RO | Dealing in securities | 2013-07-15 | 2013-11-20 |
| 2 | BlueCrest Capital Management (Hong Kong) Limited | RO | Asset management | 2014-09-16 | 2017-01-20 | RO | Dealing in futures contracts | 2015-04-01 | 2017-01-20 | RO | Dealing in securities | 2015-04-01 | 2017-01-20 |
| 3 | Ovata Capital Management Limited | RO | Asset management | 2017-10-27 |
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