Chong, Corinne Shi-Lin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-06-11 | 2012-02-23 | Rep | Advising on securities | 2010-06-11 | 2012-02-23 | Rep | Dealing in securities | 2010-06-11 | 2012-02-23 |
2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2008-07-31 | 2008-09-29 | Rep | Advising on securities | 2008-07-31 | 2008-09-29 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2010-05-04 | Rep | Advising on securities | 2008-10-10 | 2010-05-04 | Rep | Dealing in securities | 2009-12-21 | 2010-05-04 |
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