David, Martin (SFC:ASF044)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-04-26 | 2016-10-31 | Rep | Dealing in securities | 2011-04-26 | 2016-10-31 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-01-02 | 2009-05-08 | Rep | Dealing in securities | 2009-01-02 | 2009-05-08 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-08-27 | 2010-09-30 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-08-27 | 2010-09-30 | Rep | Dealing in futures contracts | 2010-08-20 | 2010-09-30 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-27 | 2010-08-20 |
| 6 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2017-01-06 | 2018-06-04 | Rep | Dealing in futures contracts | 2017-01-06 | 2018-06-04 | Rep | Dealing in securities | 2017-01-06 | 2018-06-04 |
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