Davies, Anthony Miles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-04-29 | 2016-12-02 | Rep | Dealing in securities | 2010-04-29 | 2016-12-02 | RO | Advising on securities | 2016-12-02 | 2023-10-06 | RO | Dealing in securities | 2016-12-02 | 2023-10-06 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2003-10-23 | 2005-05-27 | RO | Dealing in securities | 2005-05-27 | 2009-02-27 |
| 3 | Merrill Lynch Far East Limited | RO | Dealing in securities | 2005-05-27 | 2009-02-27 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-16 | 2009-02-27 |
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