Fletcher, Luke (SFC:AIL062)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in futures contracts 2011-08-30 2013-01-24
Rep Dealing in securities 2011-08-30 2013-01-24
2 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2003-04-08
Rep Advising on securities 2003-04-08
Rep Asset management 2003-04-08
Rep Automated trading services 2003-04-08
Rep Dealing in securities 2003-04-08
Rep Dealing in securities 2003-08-05 2004-08-17
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2003-08-05 2004-08-17
Rep Dealing in securities 2003-10-16 2004-08-17
4 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2006-03-07 2007-04-25
Rep Dealing in securities 2006-03-07 2007-04-25
5 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2004-09-13 2006-02-07
Rep Dealing in securities 2004-09-13 2006-02-07
Rep Dealing in futures contracts 2007-05-25 2008-09-29
Rep Dealing in securities 2007-05-25 2008-09-29
6 LEHMAN BROTHERS FUTURES ASIA LIMITED Rep Dealing in futures contracts 2007-05-25 2008-09-29
7 LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep Dealing in securities 2007-05-25 2008-09-29
8 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2008-12-08 2010-02-19
9 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-10-10 2010-05-14
Rep Dealing in securities 2008-10-10 2011-06-01
Rep Advising on corporate finance 2010-06-14 2011-06-01
Rep Advising on securities 2010-06-14 2011-06-01
10 NOMURA SECURITIES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-02-02 2010-05-14

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