Fletcher, Luke (SFC:AIL062)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-08-30 | 2013-01-24 | Rep | Dealing in securities | 2011-08-30 | 2013-01-24 |
2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-04-08 | Rep | Advising on securities | 2003-04-08 | Rep | Asset management | 2003-04-08 | Rep | Automated trading services | 2003-04-08 | Rep | Dealing in securities | 2003-04-08 | Rep | Dealing in securities | 2003-08-05 | 2004-08-17 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-08-05 | 2004-08-17 | Rep | Dealing in securities | 2003-10-16 | 2004-08-17 |
4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-03-07 | 2007-04-25 | Rep | Dealing in securities | 2006-03-07 | 2007-04-25 |
5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2004-09-13 | 2006-02-07 | Rep | Dealing in securities | 2004-09-13 | 2006-02-07 | Rep | Dealing in futures contracts | 2007-05-25 | 2008-09-29 | Rep | Dealing in securities | 2007-05-25 | 2008-09-29 |
6 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-25 | 2008-09-29 |
7 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-05-25 | 2008-09-29 |
8 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-08 | 2010-02-19 |
9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2010-05-14 | Rep | Dealing in securities | 2008-10-10 | 2011-06-01 | Rep | Advising on corporate finance | 2010-06-14 | 2011-06-01 | Rep | Advising on securities | 2010-06-14 | 2011-06-01 |
10 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-02 | 2010-05-14 |
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