Guo, Yijun (SFC:ARI927) 郭一君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-06-08 | 2015-07-17 | Rep | Dealing in securities | 2011-06-08 | 2015-07-17 |
| 2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-08-09 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2015-10-16 | 2019-07-04 | Rep | Advising on securities | 2015-10-16 | 2019-07-04 | Rep | Dealing in securities | 2015-10-16 | 2019-07-04 | RO | Advising on corporate finance | 2019-07-04 | 2020-04-01 | RO | Advising on securities | 2019-07-04 | 2020-04-01 | RO | Dealing in securities | 2019-07-04 | 2020-04-01 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2015-10-16 | 2019-07-04 | Rep | Advising on securities | 2015-10-16 | 2019-07-04 | Rep | Dealing in securities | 2015-10-16 | 2019-07-04 | RO | Advising on corporate finance | 2019-07-04 | 2020-04-01 | RO | Advising on securities | 2019-07-04 | 2020-04-01 | RO | Dealing in securities | 2019-07-04 | 2020-04-01 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2008-07-23 | 2011-06-07 | Rep | Dealing in securities | 2008-07-23 | 2011-06-07 |
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