Gupta, Tanay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-07-15 | 2012-09-07 | Rep | Dealing in securities | 2011-07-15 | 2012-09-07 |
| 2 | Ovata Capital Management Limited | Rep | Asset management | 2023-05-05 | |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2014-11-26 | 2019-12-16 | Rep | Dealing in futures contracts | 2014-11-26 | 2019-12-16 | Rep | Dealing in securities | 2014-11-26 | 2019-12-16 | RO | Automated trading services | 2019-12-16 | 2020-05-14 | RO | Dealing in futures contracts | 2019-12-16 | 2022-10-07 | RO | Dealing in securities | 2019-12-16 | 2022-10-07 |
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