Holmes Ii, Albert Dudley
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-10-27 | 2013-10-28 | Rep | Dealing in securities | 2010-10-27 | 2013-10-28 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-03-29 | |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2017-03-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy