Hong, Colin Chor Lok 方崇宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2009-10-29 | 2012-03-22 | Rep | Dealing in securities | 2009-10-29 | 2012-03-22 |
| 2 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2016-03-03 | 2017-01-26 | Rep | Dealing in securities | 2016-03-03 | 2017-01-26 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-07-07 | 2008-12-04 | Rep | Dealing in securities | 2006-07-07 | 2008-12-04 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-07-07 | 2008-12-04 | Rep | Dealing in futures contracts | 2006-07-07 | 2008-12-04 |
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