Hsin, Sze Wai 忻思慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2009-09-15 | 2016-01-21 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2018-02-28 | Rep | Dealing in securities | 2018-02-28 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-08-25 | 2007-06-08 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-02-16 | 2007-06-08 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-02-16 | 2007-06-08 |
| 6 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-02-18 | 2005-08-17 |
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