Ip, Florence Hiu Man 葉曉雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-11-15 | 2012-03-22 | Rep | Dealing in securities | 2010-11-15 | 2012-03-22 |
| 2 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-12-13 | 2010-08-14 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-04-27 | 2010-08-14 |
| 4 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2003-05-27 | 2006-03-11 |
| 5 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2003-05-27 | 2006-03-11 |
| 6 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2006-04-27 | 2010-08-14 |
| 7 | Vontobel Limited | RO | Dealing in futures contracts | 2017-03-30 | 2019-10-18 | Rep | Dealing in securities | 2017-07-03 | 2019-10-18 |
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