Kim, Chul Hwan 金哲煥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2008-12-15 | 2013-01-24 | Rep | Dealing in securities | 2008-12-18 | 2013-01-24 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-05-29 | 2008-01-18 | Rep | Advising on securities | 2007-05-29 | 2008-01-18 | Rep | Advising on corporate finance | 2008-06-19 | 2008-09-29 | Rep | Advising on securities | 2008-06-19 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2008-11-06 | Rep | Advising on securities | 2008-10-10 | 2008-11-06 |
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