Kim, Yoon Seung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2008-10-27 | 2013-02-20 | Rep | Dealing in securities | 2008-11-20 | 2013-02-20 |
| 2 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2016-07-22 | 2023-06-30 | Rep | Dealing in securities | 2016-07-22 | 2023-06-30 |
| 3 | RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2006-09-12 | 2006-09-30 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-11-06 | 2015-10-27 | Rep | Dealing in futures contracts | 2013-11-06 | 2015-10-27 |
| 5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-01-25 | 2008-05-07 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-01-25 | 2008-05-07 |
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