Kong, Ying Er May 江盈儿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-09-16 | 2012-05-30 | Rep | Dealing in securities | 2010-09-16 | 2012-05-30 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2012-08-01 | 2013-08-05 | Rep | Advising on securities | 2012-08-01 | 2013-08-05 | Rep | Dealing in futures contracts | 2012-08-01 | 2013-08-05 | Rep | Dealing in securities | 2012-08-01 | 2013-08-05 | Rep | Advising on futures contracts | 2015-04-01 | 2020-08-31 | Rep | Advising on securities | 2015-04-01 | 2020-08-31 | Rep | Dealing in futures contracts | 2015-04-01 | 2020-08-31 | Rep | Dealing in securities | 2015-04-01 | 2020-08-31 | RO | Advising on futures contracts | 2020-08-31 | 2022-04-19 | RO | Advising on securities | 2020-08-31 | 2022-04-19 | RO | Dealing in futures contracts | 2020-08-31 | 2022-04-19 | RO | Dealing in securities | 2020-08-31 | 2022-04-19 |
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