Kotecha, Vikesh (SFC:AUA341)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-10-14 | 2014-01-23 | Rep | Dealing in securities | 2010-10-14 | 2014-01-23 | RO | Dealing in futures contracts | 2014-01-23 | 2014-09-02 | RO | Dealing in securities | 2014-01-23 | 2017-01-10 |
| 2 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2020-04-20 | 2024-03-01 | RO | Dealing in futures contracts | 2022-11-07 | 2024-03-01 | RO | Dealing in securities | 2022-11-07 | 2024-03-01 |
| 3 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-10-29 | 2010-02-19 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-10-29 | 2010-07-17 | Rep | Dealing in securities | 2009-10-29 | 2010-07-17 |
| 5 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-10-29 | 2010-07-17 | Rep | Dealing in futures contracts | 2010-02-02 | 2010-07-17 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2017-04-20 | 2017-12-08 | Rep | Dealing in futures contracts | 2017-04-20 | 2019-12-05 | RO | Dealing in securities | 2017-12-08 | 2019-12-05 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2017-04-20 | 2017-12-08 | Rep | Dealing in futures contracts | 2017-04-20 | 2019-12-05 | RO | Dealing in securities | 2017-12-08 | 2019-12-05 |
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