Kotecha, Vikesh (SFC:AUA341)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2009-10-29 2010-02-19
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2009-10-29 2010-07-17
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2009-10-29 2010-07-17
4 NOMURA SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2009-10-29 2010-07-17
5 NOMURA SECURITIES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-02-02 2010-07-17
6 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in futures contracts 2010-10-14 2014-01-23
7 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in securities 2010-10-14 2014-01-23
8 BARCLAYS CAPITAL ASIA LIMITED RO Dealing in futures contracts 2014-01-23 2014-09-02
9 BARCLAYS CAPITAL ASIA LIMITED RO Dealing in securities 2014-01-23 2017-01-10
10 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2017-04-20 2017-12-08
11 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2017-04-20 2017-12-08
12 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2017-04-20 2019-12-05
13 UBS SECURITIES HONG KONG LIMITED Rep Dealing in futures contracts 2017-04-20 2019-12-05
14 UBS SECURITIES ASIA LIMITED RO Dealing in securities 2017-12-08 2019-12-05
15 UBS SECURITIES HONG KONG LIMITED RO Dealing in securities 2017-12-08 2019-12-05
16 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED RO Asset management 2020-04-20 2024-03-01
17 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED RO Dealing in futures contracts 2022-11-07 2024-03-01
18 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED RO Dealing in securities 2022-11-07 2024-03-01

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