Ku, Wing Yin 顧永賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2010-08-25 | 2013-01-24 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2006-05-11 | 2009-09-03 |
| 3 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2014-02-21 | 2018-08-31 | RO | Advising on securities | 2018-08-31 |
| 4 | LBN Advisers Limited | Rep | Asset management | 2013-07-17 | 2013-10-09 |
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