Kwok, Roy Oi Lung 郭凱龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Apollo Management Asia Pacific Limited | RO | Dealing in securities | 2020-07-02 | 2023-04-01 | RO | Advising on securities | 2021-10-27 | 2023-04-01 | RO | Asset management | 2022-07-04 | 2023-04-01 |
| 2 | Apollo Management Hong Kong Limited | RO | Dealing in securities | 2020-02-19 | 2020-07-01 |
| 3 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-01-24 | 2012-02-16 | Rep | Dealing in securities | 2011-01-24 | 2012-02-16 |
| 4 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-03-26 | 2012-06-04 | Rep | Asset management | 2012-03-26 | 2012-06-04 | RO | Advising on securities | 2012-06-04 | 2015-01-28 | RO | Asset management | 2012-06-04 | 2015-01-28 |
| 5 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2012-03-26 | 2012-06-04 | Rep | Asset management | 2012-03-26 | 2012-06-04 | Rep | Dealing in securities | 2012-03-26 | 2012-06-04 | RO | Advising on securities | 2012-06-04 | 2016-02-16 | RO | Asset management | 2012-06-04 | 2016-02-16 | RO | Dealing in securities | 2012-06-04 | 2016-02-16 |
| 6 | JINGHUI CAPITAL LIMITED | RO | Advising on securities | 2018-11-26 | 2019-02-28 | RO | Asset management | 2018-11-26 | 2019-02-28 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2003-08-25 | 2008-11-13 |
| 8 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2008-11-28 | 2010-10-18 |
| 9 | TIANLI FINANCIAL LIMITED | RO | Advising on securities | 2016-11-28 | 2018-05-15 | RO | Asset management | 2016-11-28 | 2018-05-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy