Kwong, Casey
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2011-06-17 | 2017-08-02 | Rep | Dealing in futures contracts | 2011-06-17 | 2017-09-15 | RO | Dealing in securities | 2017-08-02 | 2017-09-15 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2017-12-11 | Rep | Dealing in securities | 2017-12-11 |
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