Law, Fong Yuen 羅方圓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2005-08-25 | 2012-03-01 | Rep | Dealing in securities | 2005-08-25 | 2012-03-01 |
| 2 | CBRE Capital Advisors Asia Pacific Limited | RO | Advising on securities | 2013-09-27 | 2018-01-12 | RO | Dealing in securities | 2013-09-27 | 2018-01-12 |
| 3 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on securities | 2004-05-24 | Rep | Asset management | 2004-05-24 | Rep | Advising on corporate finance | 2004-06-11 |
| 4 | Sino-Ocean Investment Management Limited | RO | Advising on securities | 2020-04-21 | 2022-09-30 | RO | Asset management | 2020-04-21 | 2022-09-30 |
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