Lee, Alex Kin Chung 李建中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-10-08 | Rep | Dealing in securities | 2010-10-08 |
| 2 | Newedge Broker Hong Kong Limited | Rep | Automated trading services | 2003-04-25 | 2003-06-16 | Rep | Dealing in futures contracts | 2003-04-25 | 2003-06-16 |
| 3 | SG Asset Finance (Hong Kong) Limited | Rep | Automated trading services | 2003-04-25 | 2003-06-16 | Rep | Dealing in securities | 2003-04-25 | 2003-06-16 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2007-01-24 | 2010-05-08 | Rep | Dealing in futures contracts | 2007-01-24 | 2010-05-08 | Rep | Dealing in securities | 2007-01-24 | 2010-05-08 |
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